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การบังคับใช้กฏหมาย ( 12 )

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คำที่มีความหมายหรือสะกดใกล้เคียง : materials , maternal

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Investor Alert : นายธิติ ธาราสุข Website: www.chart-master.com, www.technicalday.com, FB: chartmaster, Gold Trader, Trader 4.0

นายธิติ ธาราสุข Website: www.chart-master.com, www.technicalday.com, FB: chartmaster, Gold Trader, Trader 4.0 : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2017)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0012&CaseYY=2560

SEC public hearing on proposed amendments to the rules on material transactions and related party transactions of listed companies

companies; therefore, shareholders are not involved in the decision making regarding such transaction.The SEC therefore is proposing to amend the rules governing the execution of material transactions and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7391

An investment consultant sanctioned for trading securities and derivatives on behalf of a client and concealing material information

Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4943

SEC Thailand public hearing on proposed amendments to the regulations for Material Transaction and Related Party Transaction

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=880

SEC Thailand public hearing on proposed amendments to the regulations for Material Transaction and Related Party Transaction

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=881

SEC Thailand Opens Public Hearing on Draft Regulations and Guidelines concerning Material Transactions (MT) and Related Party Transactions (RPT)

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1097

Investor Alert : Facebook Page ชื่อ Create a million-dollar trader

Facebook Page ชื่อ Create a million-dollar trader : Unlicensed securities and derivatives business (Disclosure Date : 02/01/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=005&CaseYY=2567

Investor Alert : Facebook Page ชื่อ Thai Day Trader

Facebook Page ชื่อ Thai Day Trader : Unlicensed securities and derivatives business (Disclosure Date : 15/02/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=241&CaseYY=2567

Investor Alert : Facebook page ชื่อ C Goii Super Trader

Facebook page ชื่อ C Goii Super Trader : Unlicensed securities and derivatives business (Disclosure Date : 21/10/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3368&CaseYY=2568

Investor Alert : Facebook page "Think Like a Trader"

Facebook page "Think Like a Trader" : Unlicensed securities and derivatives business (Disclosure Date : 19/11/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3574&CaseYY=2568