Bangkok June 20, 2011 - The SEC prohibits {A} and {B}, former investor contacts from serving as personnel in the capital market from June 18, 2011 onwards, for their failure to comply with standards
The Securities and Exchange Commission (SEC) organized an annual cybersecurity workshop for directors in the capital market sector under the title, “Capital Market Cyber Leader 2024: Trust
on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule, which requires short selling prices to exceed the latest trading price. This requirement will remain in
; and 3) Market manipulation: offences of false or misleading impression and price positioning will be clearly separated while the latter will be subject to harsher punishment. Amendment to support
SEC will continue to develop the capital market by exercising our core value of openness, insightfulness, collaboration and integrity. Market participants and stakeholders can rest assured that the SEC
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 11/12/2019 - 17/12/2019
Line "The Value Vault: SET Squad Edition" : Unlicensed securities and derivatives business (Disclosure Date : 12/11/2025)
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 24/11/2004 - 14/12/2004
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 27/06/2002 - 27/06/2002
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 19/07/2022 - 25/07/2022