responsible business behavior and climate accountability. All stakeholders in the capital market, both listed companies and financial intermediaries such as securities companies and asset management https
dream? Project could https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5400 Climate change is everybody’s business and capital market could drive the change needed responsible business behavior and
, effective from 9 November 2018; (3) In the case of {C}, she is prohibited from functioning as a branch manager responsible for capital market business, and the SEC also imposed a suspension
person, registered with the Thai Bond Market Association, who responsible for securities trading. Chapter 3 Contacting, Soliciting or Giving Advice to Client Clause 16. In contacting, soliciting, or giving
information to Thai Bond Market Association as rules prescribed by the Office. Clause 15.11 Securities company shall appoint a person, registered with the Thai Bond Market Association, who responsible for
prescribed by the Office. Clause 15.11 Securities company shall appoint a person, registered with the Thai Bond Market Association, who responsible for securities trading. Chapter 312 Contacting, Soliciting or
Association in accordance with the rules prescribed by the SEC Office. Clause 16 A securities company shall appoint a person who has been registered with the Thai Bond Market Association as a responsible person
unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association
Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
accordance with the duties of responsible person regarding MAX failure to prepare and submit the financial statement for the year 2022 within the period as specified by the notification of the Capital Market