Secretary-General said that ?In conducting an asset management business responsible for managing the money of investors and the general public, public trust is deemed vital for the business to succeed or
wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank
/News_Detail.aspx?SECID=9721 SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market
. Clause 3 . The management company managing any mutual fund may be the liquidator of such mutual fund or may appoint other person as prescribed by the Office as the mutual fund’s liquidator only when it has
. Clause 3. The management company managing any mutual fund may be the liquidator of such mutual fund or may appoint other person as prescribed by the Office as the mutual fund’s liquidator only when it has
Mandarin Hotel Public Company in the portion of 55.85% and Ms. Piengchai Harnpanich is in the position of Chairperson of the Board of Directors, Chairperson of the Management and Managing Director of The
related to Sustainable and Responsible Investing Fund (SRI Fund) prescribe that asset management companies managing SRI Fund comprehensively disclose relevant information under the same disclosure
__________________ Clause 4 Unless specified otherwise in this Notification, in establishing and managing a mutual fund under this Notification, the management company shall comply with the regulations related to
Make the Capital Market ‘Work’ for Everyone.” remarked Pataravasee Suvarnsorn, SET Senior Executive Vice President, Head of Operation Management Division, and Managing Director of Thailand Clearing