institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by

that most of holding company assets be placed in the core business managed and controlled by holding company and requiring an appropriate mechanism be available for protection of the benefits of holding

, managing director of Bania Co., Ltd.Following the routine inspection, the SEC found  that T.U. Dome Fund managed by ING Funds failed to comply with the fund scheme and regulations under the Securities and

listing, foreign ETFs must have non-complicated features and investment policies tracking commonly accepted securities indices or price indices such as those whose underlyings are a basket of securities

implement efficient, reliable and systematic credit rating methodologies and operate independently without conflicts of interest. Inputs must be managed efficiently while disclosure of public information must

Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010

Ms. Sujeera managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows

and Mr. Atthavut managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as

collateralized bank deposits totaling THB 178.90 million, including THB 136.90 million redeemed in Q3/2024. Additionally, the company released the mortgage on land and buildings that were used as collateral for

://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=2&FUNDNAME=ONE-LIFESET-UI&FUNDCOMPRU... ไทยพาณิชย์ จำกัด SET UP AND MANAGED BY SCB ASSET MANAGEMENT COMPANY LIMITED เสนอขายต่อประชาชนท่ัวไป มูลค่าโครงการ