other training institutes approved by the Office; “Unit-linked life insurance policy” means an insurance policy issued by life insurance company to the insured as evidence that the insured and the life
rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by
According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium
hereunder as evidence. Signature: ...................................................... Signature: .................................................. (…………………………………………….) (…..…………………………………….) Authorized
: .................................................. (…………………………………………….) (…..…………………………………….) Authorized person Authorized person Date: ......................................... Date: ....................................... Signature: ...................................................... Signature
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
Mr. Sonthaya Noicharoen Mr. Sonthaya Noicharoen aided and abetted Mr. Suriya Lapvisuthisin, as an instigator, and three other authorized directors of Picnic Corporation Plc. (“PICNI”), namely Mr
M.L. Chaipat Chayangkura M.L.Chaipat Chayangkura aided and abetted Mr. Suriya Lapvisuthisin, as an instigator, and three other authorized directors of Picnic Corporation Plc. (“PICNI”), namely Mr