’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not
) There might not be enough necessary information disclosed for investors.(3) The product above may lack of liquidity for trading with cash or other products Currently, there is no approved digital
the capital market or a lack of information that may affect investment decision making of investors. The key points of the amendment are as summarized below: (1) Prohibiting local securities
companies? managements arising from lack of efficiency and reliability of AIE internal control system. This subsequently caused AI auditor?s inability to express opinion on 2014 consolidated financial
meeting notice concerning the calculated impacts of the proposed capital increase on the shareholders, and the lack of clarity in the objectives of the capital increase. Since this case may affect the
businesses have potential and capability to go public but yet to do so. Perhaps, lack of sufficient knowledge and understanding about fund raising through the capital market is one of the obstacles. To support
. The Court, however, dismissed the charges against Nongluck Sinprasertlert and Adirek Umbangtalad due to lack of evidence. As investor contacts of Kim Eng Securities (Thailand) PLC, Chonburi Branch, and
Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the