issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non-public information by virtue of his positions before such information

order and control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn

having any of the following behaviors. In this regard, the SEC Office shall deliberate retrospective behaviors for no more than 10 years: (a) breaching the duty of director or executive in performing with

/2553 วันที่ตอบ: 04/03/2553 คำถาม: 1.นิติบุคคลไทยจะออกหุ้นกู้ 1 issue โดยขอวงเงินไว้ เช่น 10,000 

regulations determining practices to propose agenda items by shareholders and to solicit proxies from shareholders. SEC, therefore, plans to issue regulations on these matters to promote uniformity in the

Electronic Information System.Subsequently, EARTH requested an extension to the deadline. The company?s issue has widely affected investors and the shareholders of EARTH; however, from the issue date of the

partial tender offer of the business under Chapter 5 of the SEC Notification No. ThorJor. 12/2554. 1 In case of shares, regardless of class or issue, the total number of outstanding securities = ordinary

างประเทศ ที่ไดรับ rating (ขอ 53) 2 อันดับแรก (Issue size limit 20% ของแตละ issue สําหรับ กองทุนเปด ยกเวนกองทุนเปด auto redemption ) No company limit (2) ตราสารภาครัฐตางประเทศที่ไดรับ rating

enable businesses of all types and sizes in Thailand, including, SMEs and startups, to issue and offer such securities through crowdfunding and private placement channels. The proposed amendments include

market offering rules. SEC disseminates the public hearing document on this issue at www.sec.or.th/hearing Stakeholders and interested parties are welcome to submit comments on the website until 28