PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสรา้ง/จดัเตรยีมค าขอ-แบบรายงาน SEC Classification : ใชภ้ายใน (Internal) 2©Copyright เลอืกบรษิทัทีต่อ้งการยืน่ค าขอ

Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.

Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks

PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การเตรยีมการของผูจ้ดัเตรยีมค าขอ/ แบบรายงาน และเจา้หนา้ทีป่ฏบิตักิาร SEC Classification : ใชภ้ายใน (Internal) 2

(Internal)

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment

. SEC Classification : ใชภ้ายใน (Internal) FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration

shares Source of fund: Internal cash flow This investment is considered an asset acquisition transaction with the investment value of 22 million Baht or equivalent to 0.006% of total assets (based on

Company Limited (100%)       Date of Transaction Within April 2018 Source of Funds Internal cash flow Objective of investment 1. To invest in Smart Vending Machines (SMV) project 2. Internal financial