Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of
aspects. The four main aspects are (1) defining a governance structure, (2) integrating with organization strategic plans, (3) risk management, and (4) setting metrics and targets. Therefore, the
biodiversity, which could impact business operations. Therefore, understanding and integrating biodiversity into sustainable business practices will help reduce risks, create new market opportunities, and
investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis . Clause 2. This Notification
investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
companies; Integrating climate-related risks and opportunities into equity analysis and valuation” เมื่อวันที่ 28 มิถุนายน 2567 เพื่อส่งเสริมให้นักวิเคราะห์การลงทุนมีความรู้ความเข้าใจในการนำข้อมูลด้าน ESG โดย
Data Framework with an aim to develop a sustainable action framework for institutional investors to use in integrating key ESG factors into their clear investment decision making while considering the