imprisonment and fines. If such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action.    In case of finding solicitation or being solicited for investment

local authorities and the private sector, consisting of the mayor of Khon Kaen Municipality, mayor of Tha Phra Municipality, Khon Kaen Chamber of Commerce Chairman, Khon Kaen Industry Council Deputy

imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings

that this MOU signing will provide another window for the two regulatory authorities to promote even more formally in greater co-operation and information sharing, and it will create a formal framework

Securities or Plain Debt Securities will be streamlined, as long as the Prospectus is prepared in accordance with the ASEAN Disclosure Standards. The Framework requires both Home and Host Authorities?? to

example, illegitimate solicitation of currency exchange, agricultural products and gold spot, many of which are frauds or Ponzi schemes. All of such cases have thus been forwarded to relevant authorities

capital market. The fraudulent activities include forging licenses and falsely claiming certification of the SEC and official authorities. There were deceptive uses of names and images of market

replies of national authorities to various questionnaires circulated across the OECD/INFE in recent years. It provides a preliminary overview of recent trends and development on financial education policies

documents, and contact with the relevant authorities or regulatory agencies, such as, the Department of Business Development, Ministry of Commerce, the Office of the Securities and Exchange Commission, the

) MinistrialNotificationMNSEAPVD-8Notification proceedings instituted by the authorities in accordance with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences