calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for
December 2018 2. The parties involved Borrower : Pan Asia Footwear Public Company Limited [PAF] Lender : Mr.Boonsithi Chokwatana Connected person : Mr.Boonsithi Chokwatana Brother of Mr.Boonkiet Chokwatana
December 2019 2. The parties involved Borrower : Pan Asia Footwear Public Company Limited [PAF] Lender : Mr.Boonsithi Chokwatana Connected person : Mr.Boonsithi Chokwatana Brother of Mr.Boonkiet Chokwatana
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
for institutional clients. The institutional clients may, nevertheless, request to do the test for evaluation of their portfolio investments and transactions. The proposed rules and consultation paper
shall arrange following up and compliance with the said policies and plans. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works
. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works, but they shall keep monitoring such operations. Division 3 Impacts from
and registered with the Office, whose main objective is to promote and develop securities businesses in the category of investment management; “Customer” means any person who authorizes a management
been approved by and registered with the Office, whose main objective is to promote and develop securities businesses in the category of investment management; “Customer” means any person who authorizes