(B.E. 2543) in accordance with the provision of the Securities Exchange Act, B.E. 2535 (1992) or the mutual fund management company; (2) Any person, who take responsibility directly in the private fund
person particular in the part of taking duty in private fund management company in such provision; 3. In case of transaction for property fund, beside as provided in (1), person as following is related
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
, Conditions, and Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1. The provision in
in which any related person purchases an investment units of the mutual fund under management of the mutual fund management company.” Clause 2. The provision in Clause 14 of the Notification of the
the trust manager shall meet the following criteria: (1) the person shall demonstrate that it has or will have the staff members who are qualified to be responsible in performing the duties of the trust
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
provision in Clause 3(1)(b) shall not apply to any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force