. Pornanong Budsaratragoon, SEC Secretary-General and Chairperson of the Working Group, met with executives and relevant departments to review the implementation of these measures and to establish the No Gift
provided to ensure proper implementation by SEC employees. The meeting took place on 24 April 2024, at the SEC Building.
details for implementation by the personnel or person assigned to operate the business; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the event of
details for implementation by the personnel or person assigned to operate the business; (2) Information, including the roles and responsibilities, of the personnel in charge of operations in the event of
Assessment). Details on submission channels and further inquiries are available in the attachment. Remarks:* SEC Circular No. Nor Thor (Wor) 8/2563 Re: Clarification of the Implementation of the Business
This instruction follows CIG’s letter dated 4 September 2025 explaining details from its Board Meeting No. 7/2025, including supporting information on the Board’s resolution to acquire ordinary
implementation Details 1. To acquire assets or finance acquisitions of other business, related to the operation of the current business. - In case of asset acquisition: describe the types of assets and their
who wishes to use derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of derivatives investor contact service
derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of derivatives investor contact service from service provider; (2
clients. Clause 4. Derivatives broker who wishes to use derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of