personnel of the policies and the practices as well as a procedure for continuous and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance
directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and management of information
by such board of directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and
Acquisition of assets, determination of the meeting date, date to determine the name list of shareholders entitled to attend the meeting (Record Date) and agenda of the Extraordinary General Meeting of
, excluding the votes from the shareholders who have conflict of interest. By the invitation letter to the shareholders’ meeting, must be provide the Information Memorandum at least as the identification in the
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without
Office. In the case where the investment advisory company intends to appoint an investment advisory agent, it shall make an appointment contract in writing. The appointment contract shall determine the
to determine the list of shareholders entitled to be allocated with the warrants to purchase newly issued ordinary shares of Health Empire Corporation Public Company Limited Series 2 (HEMP-W2) (Record
appoint an investment advisory agent, it shall make an appointment contract in writing. The appointment contract shall determine the right and duties of the investment advisory company and the investment
license and evidence on renewal of such license; (11) Copy of Identification Card; (12) Copy of the Shareholders Name List (Form Bor. Or. Jor. 5). In this regard, I confirm my willingness to provide