Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for
/Documents/Guide/guide-CFA-ESG.pdf ___________________________Remark: * CFA Institute, which is a global institute that helps develop investment professionals, published international standards in
ดาวน์โหลดคู่มือดังกล่าวได้ที่ลิงก์ https://www.sec.or.th/TH/Documents/Guide/guide-CFA-ESG.pdf _____________________หมายเหตุ: *CFA Institute ซึ่งเป็นสถาบันระดับโลกที่พัฒนาผู้ประกอบวิชาชีพด้านการลงทุน ได้เผย
that guide businesses and investors in their decisions to optimize interrelated economic, social and environmental impacts. Mr. Arkhom Termpittayapaisith, Minister of Finance, stated, “As we all know
Statements & Auditor Approval (section 106) |- Public Disclosure (section 108) |- Reporting & Notification Requirements (section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for