Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for
/Documents/Guide/guide-CFA-ESG.pdf ___________________________Remark: * CFA Institute, which is a global institute that helps develop investment professionals, published international standards in
ดาวน์โหลดคู่มือดังกล่าวได้ที่ลิงก์ https://www.sec.or.th/TH/Documents/Guide/guide-CFA-ESG.pdf _____________________หมายเหตุ: *CFA Institute ซึ่งเป็นสถาบันระดับโลกที่พัฒนาผู้ประกอบวิชาชีพด้านการลงทุน ได้เผย
that guide businesses and investors in their decisions to optimize interrelated economic, social and environmental impacts. Mr. Arkhom Termpittayapaisith, Minister of Finance, stated, “As we all know
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
Statements & Auditor Approval (section 106) |- Public Disclosure (section 108) |- Reporting & Notification Requirements (section 109) |- Revocation of License (section 147) |- Service Outsourcing Guide for
ACMF has been working with the Asian Development Bank (ADB) where a needs analysis has been undertaken to guide the development of tailored capacity building programmes for members individually and