knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
financial statements ending 31 March 2020 and there is no asset disposal of the Company in the past 6 months which is required to be included in the transaction size, (which is the highest transaction size
; (b) financial performance of the real estate compared with the guaranteed rental income; (c) compliance with the income guarantee agreement in the previous year, 6 provided that in the case where
securities is not allowed. Moreover, none of the current provisions support the appointment of representative for holders of no guaranteed bond that issued by government agencies which, if allows, could be a
trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or
Pittayasophon, SEC Deputy Secretary-General, delivered the opening remarks and recapped the SEC’s regulatory and enforcement responsibilities. The topics included key offenses under the SEC authority such as
IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators
, the policy rate has been steadily cut since early 2020, whereas other tools and accommodative monetary measures were adopted to shore up the overall financial and economic system. Such efforts included
. Financial Information. If interim period financial statements are included, the selected financial data should be updated for that interim period. 2. The selected financial data presented shall include items