to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to apply for approval for the mutual fund
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
per annum, with the promise that the company would repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expired. At the time of the inspection
by commercial banks and banks established under specific laws, but limited to those with investment grade* credit rates or support rating**, as the case may be, including government-guaranteed banks
scores and recommendations are summarized as follows:(1) Client acceptance and continuance (A&C): Some audit firms may need to improve A&C by requiring consideration on all significant information before
March 13, 2009. 2 4. Disclose whether the representative may also require indemnification before proceeding to enforce a lien against the issuer’s property or before taking any other action upon the
the Industrial Estate Authority of Thailand (IEAT) on its 52nd anniversary. On this occasion, the SEC also donated to the Ramathibodi Foundation to support patients in need. The donation was received by
certificate of deposit has been assigned investment grade credit rating according to Paragraph 2 of Clause 18/2, or the Government, or the Ministry of Finance has guaranteed the principal and interest in full
Clause 18/2, or the Government, or the Ministry of Finance has guaranteed the principal and interest in full amount. 1.2 in case of deposits or time certificate of deposit, such deposits or certificate of