Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course at any level or graduate with a master’s degree or higher1 during the latest two calendar years prior to the
approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or may arisen from conducting business to be
) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or
, administer and manage any risks which arise or may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control
ชื่อสมาชิกผู้ทรงคุณวุฒิอาวุโส (“Fellow Member”) หรือรายชื่อสมาชิกผู้ทรงคุณวุฒิ (“Graduate Member”) ของ IOD ซึ่งเป็นผู้ที่ผ่านการพัฒนาความรู้และทักษะในการทำหน้าที่ของ
and skills who is independent from the persons who formulate or administer the plan; (3) report the evaluation results under subclause (2) to the board of directors and the SEC Office within ninety days
education: Degree Major Name of Institution year of graduate …………. ………………….. ………………. ……………. …………. ………………….. ………………. ……………. 3.2 Working experience (during the past five years): Name of working place Position
level of education: Degree Major Name of Institution year of graduate …………. ………………….. ………………. ……………. …………. ………………….. ………………. ……………. 3.2 Working experience (during the past five years): Name of working
formulate or administer the plan; (3) report the evaluation results under subclause (2) to the board of directors and the SEC Office within ninety days from the day the testing is completed. Clause 36 In