gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor

information disclosure on MD&A of Thai listed companies still has room for improvement. The SEC has therefore planned to study overseas rules and practices, gather information from the industry including

wealth, thereby transforming Thailand from a product-driven economy to a value-driven economy and eventually escape the middle-income trap." The CrowdFunding Asia ™ Thailand Summit 2015 will gather

exemption are as follows:             (1)  Rules that carry the material context similar to that stated in the Securities and Exchange Act B.E. 2535 or the Derivatives Act B.E. 2546 or the regulations

) on October 6, 2017 and the date to gather the names of shareholders under Section 225 of the Securities and Exchange Act B.E. 2535 (as amended), and to empower the Executive Committee or the Managing

). Also, helping SMEs to access funds in the capital market and use the proceeds to develop and increase their competitiveness in the industry as well as providing SMEs with sufficient liquidity to carry

matters:      (1)  Granting a waiver from an event of default in the case where the company is unable to carry out the following actions:    -  Closing the bondholders' register at least 14 days before the

SEC Secretary-General Ruenvadee Suwanmongkol said: “The free-float criteria are specified by SET with the SEC Board’s approval. They carry a significant importance to the trading liquidity of listed

suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the

securities in its possession. The SEC is therefore conducting this public hearing to gather feedback from stakeholders. The key points of the proposed amendments are as follows:    (1) To require securities