functioning as a capital market investment consultant ends on 31 December 2017, the suspension period shall end simultaneously. In addition, the SEC shall not accept his new application for approval as capital
Bangkok, 15 February 2017 ? The SEC has revoked the approval of a securities investment consultant, Mr. Niran Rodchaiya, and banned him from functioning as capital market personnel for 10 years on
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017
2562 ทัง้นี ้ส าหรับรายละเอียดข้อมลูเพิ่มเติมโปรดติดตามจากขา่วแจ้งสือ่มวลชนฉบบัลงวนัท่ี 16 มกราคม 2561 ซึง่สามารถ กดจาก link ข้างลา่งนี ้ http://www.indoramaventures.com/th/updates/other-release/180/ จึง
and operations, as well as the implementation of this information into Form 56-1 One Report.For the latest updates on the UN Women 2024 Thailand WEPs Awards, please visit
Yooyuen, SEC Deputy Secretary-General and Spokesperson, recapped updates on key operational matters. These included the publication of the clarifying statement regarding channels and scope of services for
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
, waste management or value added recycling businesses, childcare and eldercare businesses, etc. Moreover, participants also received updates on social impact enterprise landscape and overview presented by
related to takeovers. This will not only promote timely updates on new developments but also support proper and efficient supervision,” added Ms. Sirivipa.During the past five years, an average of 14
, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or