clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the

securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of

client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking

indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

authorization that {A} had obtained  to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants  can send trading orders only when obtaining instructions from

conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives

Thailand Taxonomy has been inaugurated with the objective to assist business and public sectors with a unified standard that can be used as a tool of reference in classifying environmental-friendly

-friendly economic activities, which is consistent with those of the international while remains suitable under Thailand’s context. Furthermore, Thailand Taxonomy is also developed to be utilized as a key

Investors Association (TIA)*. Retirement Checkup is a user-friendly tool for self-assessment of financial well-being to give investors and the public an overview of their readiness for retirement. Users can

, said: “Cambodia and Thailand are well connected to each other in economic, social and cultural terms. Both SEC Thailand and the SECC also have been enjoying a friendly and cooperative relationship with