Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be issued by virtue of the Royal Decree on the Digital Asset Businesses B.E. 2561 (2018), which has become

Sustainability Forum 1/2024: Grounding Greater Governance for Good” ณ ตลาดหลักทรัพย์แห่งประเทศไทย เมื่อวันที่ 15 กุมภาพันธ์ 2567 นางสาววินิตา ได้กล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนและส่งเสริมให้

Mr. Thawatchai Pittayasophon, Deputy Secretary-General, acting Secretary-General of the Securities and Exchange Commission (SEC), joined the oath-taking ceremony pledging to be good government

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมบรรยายและออกบูธจัดกิจกรรมในงาน “Good Health & Wealth” (สุขภาพดี มีเงินเก็บ) ณ สถาบันจัดการปัญญาภิวัฒน์ เพื่อสร้างความตระหนักรู้ด้าน

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 01/10/2004 - 20/10/2004

with the disclosure in SAM’s financial statements, the SEC, by virtue of Section 58(3) of the Securities and Exchange Act B.E. 2535 (1992), has instructed SAM to conduct the special audit on the

conduct of derivatives brokers as follows: 1.    Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant

conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading

Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information (mobile number and email address) with her own information to register for the bank’s internet...