17. Following the SEC Office’s order to revoke an approval, the securities company or the derivatives business operator shall undertake any steps to remove such director, manager or person with power
Institute of Appraisal Profession in order to release up-to-date news and information regarding at least for the following matters: (a) membership name list of appraisal companies and natural persons who are
Company underwent new Passenger Service System (PSS) migration. Comprising of Reservation & Ticketing and Departure Control System, the following functions will be improved in order enhance passenger
2019) 8. The Company underwent new Passenger Service System (PSS) migration. Comprising of Reservation & Ticketing and Departure Control System, the following functions will be improved in order enhance
to inspect the conformity of such advertisement and sale promotion with the rules as specified in this Notification; 31 (4/2) comply with one or more of the following SEC Office’s order in case the
continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ
sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC
by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC probed into {A} case
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer