attached to an audit firm which has another auditor who has already obtained approval from the SEC Office under this Notification and the SEC Office is of the opinion that there is no need for additional
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Determination of Additional Types of Securities (No. 8)
payment, a consulting payment without receiving service reports from the contracted party, and the reasonableness of the investment in purchasing additional shares of subsidiaries at the amount of 65
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
(1) to (6), and (8) to (10). The Criminal Court issued an order extending the asset attachment period for additional 180 days, starting from 2 January 2024. In the case of PDITL, the company is
UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and
UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange
Form 61-2F Certification and consensus of audit firm Date ........ Month .......................... Year ............... Dear Secretary General of the Securities and Exchange Commission of Thailand
Additional Particulars in Trust Instrument for Creating Reserve Account or Sinking Fund