Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
Platform BTCBOX Exc and OASIS Exc : Unlicensed digital asset business (Disclosure Date : 28/01/2022)
Double MS Genius Platform Co., Ltd. : Unlicensed digital asset business (Disclosure Date : 23/04/2024)
in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating
derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under
financial statements for the fourth quarter of 2016 to purchase PTL shares through Rahul’s trading account on 23, 24, 26 and 27 May 2016 at the total amount of 465,000 shares. The use of material facts
connection to NVD insiders) committed an offense by purchasing the securities while possessing undisclosed insider information. This information pertained to NVD’s financial performance in the fourth quarter
, TRC’s financial manager, and (4) Ariya, Ounruen’s sister, had knowledge or possession of such inside information and the persons in (1), (2) and (4) had used such information to sell TRC shares in their
information from SET, which acts as the first-line inspector to detect suspicious trading activities. AMLO then takes over the investigation of financial transactions to facilitate asset-related legal actions