Currently, the SEC regulations related to the advertising of ICO portals and ICO issuers require warning statements on investment risks for digital tokens. However, there are still advertisements
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and (2) an SME or a startup thus allowed to raise fund in both the primary and secondary markets a...
SEC Public Service Center has been receiving many inquiries and information about public solicitation for investment in shares of PB. Smart Farmer Plc. Such solicitation contains information leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and (2) an SME or a startup thus allowed to raise fund in both the primary and secondary markets as well...
BBL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 23/01/2018 - 31/01/2018
Bangkok, March 21, 2016 ? The SEC has ordered Chewathai Public Company Limited (CHEWA) and its financial advisor RHB Securities (Thailand) Public Company Limited to clarify their disclosure, via media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent disclosure. With reference to the interview given by CHEWA executive and RHB financial advisor, which appe...
TALIS ASSET MANAGEMENT COMPANY LIMITED|Thailand ESG Extra Fund | Offering Date : 02/05/2025 - 08/05/2025
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Thailand ESG Extra Fund | Offering Date : 02/05/2025 - 08/05/2025
FIRST PLUS ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Thailand ESG Extra Fund | Offering Date : 02/05/2025 - 08/05/2025
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Thailand ESG Extra Fund | Offering Date : 02/05/2025 - 08/05/2025