principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3
bondholders’ representative appointment agreement by revising and standardizing a widely used appointment agreement to offer convenience and cost reduction for bond issuers in establishing a standardized
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
assistance and capacity building to support SEC’s roadmap in establishing an ecosystem for fundraising and investment that will promote sustainable finance development._____________________
management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures
protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest
the Bankruptcy Act B.E. 2483 (1940). The second MOA is for cooperation in establishing an enterprise architecture. Both MOAs aim to promote efficiency and effectiveness of duty performance of both
exploitation of this channel for the benefits of certain person or group of persons.Mr. Vorapol Socatiyanurak, SEC Secretary-General, said ?In establishing a retail fund, its investment units should be dispersed
activities and projects to support ESG-related activities, for instance, the Market Governance Promotion Initiative in Celebration of HM the King’s Coronation, co-founding the TRBN, the Vibhavadi Zero Waste
General Public Company Limited (the “Company”) would like to report on the Company’s investment in Asia Hospital Co, Ltd.(“AH”) and The new company that is in the process of establishing a company operating