SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to al...
The Securities and Exchange Commission (SEC), in collaboration with the Investment Banking Club and the Stock Exchange of Thailand (SET), organized a seminar titled “Enhancing IPO Standards: Key
On 21 November 2023, the Cabinet approved the principles for tax incentive measures to promote sustainable investment in Thailand for a 10-year tax period (2023-2032), leading to the support for the establishment of Thai ESG Funds. Individuals with taxable income are eligible for a tax deduction of up to 30 percent of their assessable income, with a maximum limit of 100,000 baht per tax year, for the purchase of units of any Thai ESG Funds on the condition that they hold the investment uni...
held under the “Strengthening Good Governance of Listed Companies Project,” with the objective of enhancing corporate governance of securities issuers and promoting listed company personnel's awareness
effective by Q4/2014 will be more responsive to current circumstances and the Bank of Thailand oversight while enhancing efficiency of fund raising for private sector by issuance of structured notes.
; (2) enhancing efficiency of preventive measures, surveillance, and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to attract worldwide investors and
representatives, while also enhancing the efficiency of bondholder representatives in protecting bondholders' interests and boosting confidence in the bond market. Furthermore, the SEC has amended the regulations
also set the “AI-Powered Organization” strategy to drive the use of AI for enhancing regulatory efficiency and sustainable law enforcement. The SEC also set up an AI taskforce to drive systematic and
Securities Data, and Provident Fund (PVD) Data. - Enhancing regulatory and operational efficiency by utilizing Granular Reports, which reduce the burden on businesses and enable more precise risk