failure to prepare and submit the accurate financial statement for Q3 year 2020 in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the failure to
failure to prepare and submit the accurate financial statement for the year 2020 in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the failure to
failure to prepare and submit the accurate financial statement for year 2022 in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give
and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in
level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete and accurate information in
failure to prepare and submit the accurate annual report for the year 2020 (Form 56-2) in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the
failure to prepare and submit the accurate annual updated information statement for the year 2020 (Form 56-1) in accordance with the notification of the Capital Market Supervisory Board resulted from the
failure to prepare and submit the accurate the annual registration statement / annual report (Form 56-1 One Report) for the year 2022 in accordance with the notification of the Capital Market Supervisory
The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports within the period of time specified by
section 300 and section 56(1) - (4) of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports