upcoming challenges and trends affecting the country’s financial sectors due to the rapidly changing scenarios. The SEC Strategic Plan is also designed to further pursue capital market developments towards
reasonableness of the capital increase, project feasibility, and cost-effectiveness of the investment due to limitations on information disclosure under a confidentiality agreement related to investment. For
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the
ก.ล.ต. ตรวจสอบพบว่า Capital One และนายปิยะปฏิบัติงานบกพร่องอย่างร้ายแรงในการปฏิบัติหน้าที่เป็นที่ปรึกษาทางการเงินในการยื่นคำขออนุญาต IPO ของบริษัทมหาชนจำกัดแห่งหนึ่ง* อันแสดงถึงความประมาทเลินเล่อ
In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human
Minister Uttama Savanayana recaptured the national policy on capital market roles and expectations of good governance and sustainable competitiveness of capital market organizations for the audience of
SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to