using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act

information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311

 Privacy Policy Personal Data Protection Policy for Business Operators The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy

 Privacy Policy Personal Data Protection Policy for Fundraising The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy applies

timeframe, not exceeding 45 days, while refrain from performing further actions as directed by the SEC. If business operators fail to submit such notification or complete the corrections within the specified

Bangkok, October 27, 2011 ? The SEC has directed Tongkah Harbour Plc. ("THL") to rectify its financial statements for Q3/2010 and for the year 2010. THL is required to record compensation for

statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s

accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond

Bangkok, May 2, 2012 ? The SEC has directed Singha Paratech Plc. ("SINGHA") to rectify its financial statement for the year 2010 due to the scope of audit limitation imposed by the company?s

not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to