profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
and confidence, with five key results, as follows: (1) The capital market is a key mechanism in restructuring and strengthening the Thai economic structure;(2) The capital market is digitalized to
) Digitalization of the capital market: Improve the process and capacity of the digitalized infrastructure to create better and more convenient services and increase efficiency and competitiveness of the capital
ๆ (4) Investor Resilience: Inclusive and rational investment in the digitalized world: ผู้ร่วมเสวนาแลกเปลี่ยนความคิดเห็นในประเด็นการใช้เทคโนโลยีในการปกป้องผู้ลงทุนและเสริม
allowed to outsource only to subsidiaries, audit firms, or financial institutions. For instance, outsourcing risk management and compliance will be allowed only to subsidiaries; while the fund investment