rating within the timeframe prescribed by the SEC. Accordingly, the SEC has proposed amendments to the relevant requirements applicable to foreign entities offering Baht Bonds or FX Bonds, as well as

Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with a view to better reflect the ultimate controlling persons. The revised criteria have been effective since 4 March 2026.*The SEC considers the “source of funds” or “financial supporters” of major shareholders of business operators to be another important issue, as any involvement of such sources...

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on JKN in a case relating to publishing false or misleading information about JKN, requiring payment totalling 2,062,039 baht (comprising a civil penalty and a reimbursement of investigative expenses incurred by the SEC).In this regard, JKN agreed to comply with the civil sanctions imposed by the CSC by signing a letter of consent. However, the company failed to fully make the required payment accordingly. The S...

auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms

context of Thailand. This includes ESG disclosure requirements in the SEC’s 56-1 One Report, assessments and consistence with international standards in order for the fund business to serve the demands of

derivative agent business and respond to investors? changing demands.  The proposed rules would allow investment consultants (IC) and investment planners (IP) to render more services related to securities and

investment in all products. ?Improvement of the suitability test will not only provide the business operators and investors with more convenience, but will also better reflect investor demands. The test