the requesting and using of investor’s account for personal trading, even with the investor’s consent. Such conduct is deemed a prohibited characteristic for capital market business personnel under the
failure to perform her duties or provide services with honesty and good faith, which is deemed a prohibited characteristic for capital market business personnel under the Notification of the Capital
investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis . Clause 2. This Notification
investor of similar characteristic as the persons defined under section 3 of the Derivatives Act, B.E. 2546 (2003) or those mentioned in subsection (1) to (9) mutatis mutandis. Clause 2. This Notification
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
1188 FAX : +66 (0) 2625 1103 www.jubileediamond.co.th CS 08/2018 May 8, 2018 Subject Declaration of Operating Results for the first quarter of year 2018 Attention Directors and Managers The Stock
No CS14/2017 November 13, 2017 Attention President The Stock Exchange of Thailand Subject Declaration of Operating Results for the third quarter of year 2017 For the three-month period ended
Thailand Subject Declaration of Operating Results for the third quarter of year 2018 For the three-month period ended September 30, 2018 Jubilee Enterprise Public Company Limited (“the Company”) would like