Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Determination of Fees for Undertaking Businesses According to Licenses
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Re: Operating System Relating to the Undertaking of Fund Management Business
business undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from
undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from accessing or
the proposed amendment and the draft regulations. The proposed amendment is summarized as below: 1) the current regulation requiring DA operators to submit each advertisement piece and