failure to prepare and submit the accurate annual report for the year 2020 (Form 56-2) in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the
instructions or the failure to give instructions which is a duty required to be performed. Later, TTCL submitted the rectified annual updated information statement for the year 2020 (Form 56-1) on 28 February
Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. Later, APURE submitted the rectified the Form 56-1 One Report for the year 2022 on
period by the notification of the Securities and Exchange Commission resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
ทะเบียนที่มีการซื้อขายใน TFEX (stock futures) หุ้นกู้ที่มีอนุพันธ์แฝง (structured debenture) คู่สมรส หรือผู้ที่อยู่กินด้วยกันฉันสามีภริยา/ Spouse / cohabiting couple ชื่อ / Name หุ้นสามัญ (common share
/ Spouse / cohabiting couple ช่ือ / Name หุ้นสามญั (common share) หุ้นบุริมสิทธิ (preferred share) ใบส าคญัแสดงสิทธิท่ีจะซ้ือหุ้น (warrant) ใบแสดงสิทธิในการซ้ือหุ้นเพ่ิมทุนท่ีโอนสิทธิ ได ้(transferable
) Mr. VICHIEN SAENGVONGKIJ Spouse / Cohabiting Couple (Mrs. Supa Saengvongkij) Common Share 21/12/2020 10,700 2.02 Sale Link S.KIJCHAI ENTERPRISE PUBLIC COMPANY LIMITED (SKN) Mr. VICHIEN SAENGVONGKIJ
. MANIT WANNAVANIT Spouse / Cohabiting Couple (-) Common Share 04/10/2018 20,000 74.25 Sale Link KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED (KKP) Mr. MANIT WANNAVANIT Spouse / Cohabiting Couple (-) Common
;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required