At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development of audit quality of auditors. In preparing for the amendment proposal, SEC has assigned Thailand Development Research Institute (TDRI) to study and analyze laws and mechanisms related to supervision on auditors and audit firms in the Thai capital market in comparison to foreign counterparts and to...
During the meeting with Mr. Renaud Meyer, UNDP resident representative to Thailand who has begun his term since 26 March 2019, SEC Secretary-General Ruenvadee Suwanmongkol reaffirmed SEC’s readiness to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP will further demonstrate the SEC role in promoting and supporting the business sector’s consideration...
each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two
also promote dialogues and productive cooperation with public sector organizations, state enterprises, business sectors, civil society, the public and relevant international organizations to promote
Executives and representatives from key public and private agencies such as the Thai Listed Companies Association, Tisco Financial Group Public Company Limited, the Thai Institute of Directors Association, PricewaterhouseCoopers ABAS Limited, Deloitte Touche Tohmatsu Jaiyos Company Limited and Kasikorn Asset Management Company Limited participated in a discussion on preparation and disclosure in accordance with the new CG Code. Participants from more than 250 listed companies were in atten...
The meeting will be held on 13-15th June 2023 at Centara Grand and Bangkok Convention Centre at Central World. In conjunction, the SEC Thailand will also hold the SEC Thailand Public Conference on 16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will be joining a series of panels. More than 400 participants are expected to attend the event....
Corruption (CAC). The meeting aimed to enhance cooperation in preventing corruption in the capital market and in implementing measures to prevent bribery of public officials, as well as to promote awareness
-the-counter center in order to reduce barriers to establishment and operation, imposing regulatory measures to enhance the supervisory efficiency of the Stock Exchange of Thailand and introducing
the capital market. The proposed amendments aim to promote the efficiency of the audit firms in the capital market and their staff sufficiency to provide high-quality audit services to listed