to 6.2% in 3/2019 due to budgeting control https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201911/19104563.pdf Notification of the Office of the Securities and Exchange Commission Sor

*-$ *-* ".#H ,&' B //*#&' %* #% /* * A3 * %/ *-F. *- *( *- 3 /*# & &# /%% ,&' * #% exchange control $ /* , 'B $ 3 %B`+'#H& #% * * "./#H$ "B F- B&/ F"OB+./*#%B`* ". O# .*.. #+- 1/2550 ( 12

and Rules related to Business Operations2 Significant regulations and rules that may have affected KBank’s and K Companies’ business operations included:  Rules for Foreign Exchange Control The Bank of

Exchange Commission No. KorNor. 69/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and

(Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission (Translation) Internal Control System to Prevent the Misuse of Client’s Assets Chapter 1 Management

loan: Suspension of principal and interest payment for three accounting periods  Rules for Foreign Exchange Control The Ministry of Finance issued Notification of the Ministry of Finance Re: Foreign

Commission  Sor Thor. 38/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company  (7039) 12

or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4

Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Sections 35, Section 67

: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No