e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification

e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

accordance with the Public Limited Act B.E. 2535 (1992), as amended. This Amalgamation is considered as business combination under common control, and to illustrate the impact of the amalgamation, the Company

(Thailand) Company Limited at October 1, 2020 in accordance with the Public Limited Act B.E. 2535 (1992), as amended. This Amalgamation is considered as business combination under common control, and to

transaction is a related party transaction. ) The adoption of accounting standards is subject to the scope of Business combinations under common control of the Securities and Exchange Commission. The details

, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator registration under

staffs, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator

other persons to exercise their voting rights with a view to jointly control voting rights or business, providing that such persons have specific relationship or behavior as prescribed by CMSB. (Please

is no any fact indicating any failure or inappropriateness in operational control and compliance with good business practices. Clause 6 The applicant for a derivatives business operator registration

fact indicating any failure or inappropriateness in operational control and compliance with good business practices. Clause 6 The applicant for a derivatives business operator registration who is a