personnel in Thai capital market to better accommodate investors? diverse needs. The proposed revisions cover issues, for example, the approval regime for technical analyst and determination for persons
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
roles can be easily accessed through the SEC's website. In ?the Living Room?, multimedia will lead the visitors through diverse dimensions of financial planning and investment knowledge. Last but
roles can be easily accessed through the SEC?s website. In ?the Living Room?, multimedia will lead the visitors through diverse dimensions of financial planning and investment knowledge. Last but
underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
in the latest four consecutive quarters. The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
second line of defense personnel in the compliance and risk management functions under the “GRE‑2AT Forum for Capital Market 2026.” The forum has been organized for the second consecutive year. The opening
diverse groups will ultimately support Thailand’s path towards sustainable social and economic growth,” said Alia El-YASSIR, Regional Director for UN Women Asia and the Pacific. “We hope that companies