for auditing. Such information include YNPE?s external fund borrowing, appropriateness of appraisal price of company?s 3rd plant, verification on inventory at end of the accounting period, confirmation
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I
... (Unofficial Translation) PAGE (Unofficial Translation) 2 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
... (Unofficial Translation) PAGE (Unofficial Translation) 6 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. PAGE UNOFFICIAL TRANSLATION (Revised 2015
: Relevance Date (Newest) Date (Oldest) HouseStyle HouseStyle (Unofficial Translation) Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) This English Translation has been prepared by Linklaters