communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
The Securities and Exchange Commission (SEC) organized a training session for “New Generation Fund Managers with Environmental Awareness, Class 1” aimed at fostering the role of emerging fund
AOP role in providing relevant knowledge to PVD fund committees and members through training courses and various activities designed to raise the awareness of their rights, roles and responsibilities
General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the
SEC's role in fostering the business sector in the Thai capital market towards sustainability and exchanging perspectives and experiences with other panelists. Attended by experts from financial
preparing for the World Bank’s Business Ready (B-READY) assessment. During the discussion, Ms. Winita outlined the SEC’s role in fostering good governance, and social and environmental responsibility among
The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
attract investment and fundraising that prioritize environmental protection, social development and sustainability, which is another important role of the capital market in driving forward the