Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep customers

Mr. Nithiwat Maneesint Mr. Nithiwat Maneesint, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep

operation of TDX. His failure to perform the required duty of his position resulted in the offence committed by TDX concerning the case that between December 19 to 26, 2023, TDX failed to keep customers'

failed to keep customers' digital assets in accordance with the notification of the SEC for 6 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository

BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets, digital

liable for BO’s failure to keep customers' digital assets in accordance with the notification of the SEC between July 14 and 17, 2024. In this regard, BO did not keep the assets in its cold wallets

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the

report the result of securities dealing in accordance with related rules and the work unit responsible for post-trade operation can immediately confirm the securities trading with its counter trader