. Furthermore, in Q3/2017 GPSC received dividend income from Ratchaburi Power Company Limited (RPCL) amounting to Baht 150 million and recognized income from the contractor at IRPC-CP Phase 1 amounting to Baht 66
companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the
Utilities Plant which was damaged in Q3/2016. Also, when comparing with Q2/2016, Q2/2017 shows that non-operating income and expenses increased by Baht 90 million, due to the compensation received from the
equitable treatment to clients; (3) the derivatives broker shall maintain each client’s confidential information and refrain from disclosing personal information, information on trading of derivatives, or a
best interests of clients; (2) the derivatives broker shall give equitable treatment to clients; (3) the derivatives broker shall maintain each client’s confidential information and refrain from
transaction received x 100 Total assets of the Company 80 x 100 1,487.73 5.38 % 6 Basis Formula Calculation Size 4. Value of equity shares issued for payment of assets Equity shares issued for payment of assets
on the three offenders as follows: a civil penalty, compensation in an amount equal to the benefits received or would have been received, reimbursement of the SEC's investigative expenses, and barred
depository, as the case may be; (2) the power to direct or control acquisition, sale, or creation of encumbrances on shares; “assets received from or possessed for a member” means (1) assets that a securities
neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation