Bangkok, August 7, 2013 ? The SEC will organize four rounds of half-day seminars on ?Revised Rules Governing Preparation of Reports under Section 56 and Annual Registration Statement (Form 56-1)? on August 21, 23, 26 and September 3, 2013. The seminars will start from 9.00 to12.00 hrs. at Professor Sangvien Indaravijaya Conference Room, 3th Floor, the Stock Exchange of Thailand building. This aims to better listed companies? and financial advisors? understanding on the new rules and help them...
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 24/06/2021 | Close Selling Date : 09/07/2021
' Association, the Association of International Banks, the Thai Financial Planners Association, the Thai Investors Association and the Thailand Securities Institute in standardizing suitability test for
investors about STARK’s financial condition and business operation. At the time of the incident, Chanin held the position of President, Sathar held the position of Chief Financial Officer, Company Secretary
ก.ล.ต. ปรับปรุงหลักเกณฑ์ในการติดต่อและการให้บริการแก่ผู้ลงทุนของ ICO portal ในการทำ knowledge test และ suitability test ของผู้ลงทุนโทเคนดิจิทัล ซึ่งมีแนวทางเดียวกับผู้ประกอบธุรกิจด้านหลักทรัพย์และ
Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will
securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test