mutual fund under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, unitholders may not receive the return
retirement mutual fund and long-term equity fund that urge investors to make the investment in time for acquiring tax benefits in such tax year. Clause 5. In case of advertisement of guaranteed fund or private
unit holders by calculating returns that vary according to a formula of calculation or a certain condition that is not easily understood by retail investors; “notification on investment” means the
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
significant changes in the capitalization and indebtedness and a statement of capitalization and indebtedness that provides current information about the issuer’s guaranteed/unguaranteed and secured/unsecured
provides current information about the issuer’s guaranteed/unguaranteed and secured/unsecured indebtedness. VII. INFORMATION ABOUT THE ISSUER A. General Information about the Issuer 1. Include basic
requested by a unitholder. The provisions of paragraph one shall not apply to a mutual fund which is subject to dissolution due to any condition under Clause 102 and Clause 103 which occurs before or on the
compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s financial condition. III. RISK FACTORS 1. The registration statement shall prominently disclose
minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum and promised to repay the principal and generate the guaranteed returns gradually every 30 days until the