Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of
that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535
LIMITED (TIPH) Mr. PRAPAS KONG-IED Spouse / Cohabiting Couple (Miss Nutcha Harinkul) Common Share 23/12/2022 30,000 45.50 Purchase Link DHIPAYA GROUP HOLDINGS PUBLIC COMPANY LIMITED (TIPH) Mr. PRASIT
TAECHAUBOL Reporter Common Share 02/11/2020 24,000,000 1.38 Sale Link JCK INTERNATIONAL PUBLIC COMPANY LIMITED (JCK) Mr. APICHAI TAECHAUBOL Spouse / Cohabiting Couple (Mrs.Chalida Taechaubol) Common Share 02
Share 21/08/2023 30,000 2.84 Purchase Link INFORMATION AND COMMUNICATION NETWORKS PUBLIC COMPANY LIMITED (ICN) Mr. MONCHAI MANEPAIROJ Spouse / Cohabiting Couple (Mrs. Pandao Manepairoj) Common Share 18/09
to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate