appropriate and agreed by the borrower in order to mitigate the Company’s risk in relation to providing loan. Beside of 3 tenants who are connected persons, there are 2 tenants which the Company also provide
concerning operation of securities business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no
business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no effect on businesses of securities
the clients in accordance with the law. Such neligence exposed the company to risk whereby inappropriate transactions or illegal actions may be committed and evade detection. Such circumstances would
to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for the clients in accordance with the law. Such neligence exposed the company to risk whereby
investment diversification; and (7) the asset management company will be required to evaluate risk profile of, and give proper advice to, each fund member (suitability) who has investment choices
size of the Company’s credit balance accounts. As at 31st December 2017, the Company’s margin loan balance was Baht 2,872 million, an increase of 45% from the previous year. The Company controls the risk
, the Company’s margin loan balance was Baht 1,913 million. The Company controls the risk of such loans by establishing credit limits for clients and analyzing their financial position on an ongoing basis
31st December 2019, the Company’s margin loan balance was Baht 1,745 million. The Company controls the risk of such loans by establishing credit limits for clients and analyzing their financial position